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Self-regulatory organization
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1	Federal Register / Vol. 67, NoWednesday, March 27, Notices B. Self-Regulatory Organization’s Statement on Burden on Competition The PCX does not believe that the proposed rule change will impose any burde Add to Reading List Source URL: 34.232.160.87 Language: English - Date: 2002-03-27 14:03:26 Foreign relations of the European Union Europe European Economic Area Politics of the European Union European Free Trade Association African Growth and Opportunity Act EFTA Court
2	Microsoft Wordindex1.doc Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2016-06-15 10:59:39 Economy Financial regulation Finance Self-regulatory organizations Canadian law Canadian securities regulation Ontario Securities Commission Canadian Securities Administrators 73rd United States Congress U.S. Securities and Exchange Commission Securities regulation in the United States International Organization of Securities Commissions
3	Rules Notice Technical UMIR Please distribute internally to: Institutional Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2016-07-08 09:26:08 Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada Stock market Economy Universal Market Integrity Rules Security Business
4	United States Court of Appeals For the Eighth Circuit ___________________________ No___________________________ Automated Matching Systems Exchange, LLC Add to Reading List Source URL: www.cnssecuritieslaw.com Language: English - Date: 2016-06-27 20:26:44 Economy Finance Money Financial markets 73rd United States Congress U.S. Securities and Exchange Commission Financial regulation Securities Exchange Act Self-regulatory organization Securities regulation in the United States Alternative trading system Security
5	Amendments to facilitate the investment industry’s move from a T+3 to T+2 settlement cycle Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2016-07-28 14:56:02 Financial markets Self-regulatory organizations Financial regulation Central Securities Depositories Systemic risk Investment Industry Regulatory Organization of Canada Depository Trust & Clearing Corporation T+3 Futures contract Clearing Securities lending Settlement
6	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:30 Legal terms Arbitration Financial Industry Regulatory Authority United States securities law U.S. Securities and Exchange Commission Securities regulation in the United States Securities Exchange Act Contract DoddFrank Wall Street Reform and Consumer Protection Act Whistleblower Self-regulatory organization Shearson/American Express Inc. v. McMahon
7	OMB APPROVAL OMB Number: Expires: August 31, 2011 Estimated average burden Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:19 United States securities law Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Arbitration Self-regulatory organization
8	PDF Document Add to Reading List Source URL: www.janalakshmi.com Language: English - Date: 2015-04-15 01:07:03 Economic development Microfinance Poverty Social economy Reserve Bank of India Self-regulatory organization Y. H. Malegam Association for Social Advancement NBFC & MFI in India
9	Right-Sized Regulation Requires a Right-Sized Regulator The JOBS Act of 2015 provided entrepreneurial private companies "rightsized” securities regulation. Yet, the market needs a Self Regulatory Organization “rights Add to Reading List Source URL: www.entrex.net Language: English - Date: 2016-06-20 10:11:36 Self-regulatory organizations Crowdfunding United States securities law Systemic risk Financial regulation Securities Exchange Act Financial Industry Regulatory Authority Security Jumpstart Our Business Startups Act
10	PUBLIC INTEREST REGULATOR ANNUAL REPORT 2014 – 2015 IIROC 2014–2015 ANNUAL REPORT 2 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-09-15 10:56:05 Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada Economy Business Law

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